-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IxqSF705LmCK28ntZvVtMel3chkntWZvgwU7pOkFwONiD9VbHMygIfxHQMft/uoq 5ED8jl3gvuhTie1B6OSbpw== 0000929624-98-000126.txt : 19980206 0000929624-98-000126.hdr.sgml : 19980206 ACCESSION NUMBER: 0000929624-98-000126 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980204 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980205 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEADLANDS MORTGAGE CO CENTRAL INDEX KEY: 0001046207 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 942851992 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-23569 FILM NUMBER: 98522656 BUSINESS ADDRESS: STREET 1: 700 LARKSPUR LANDING CIRCLE STE 250 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154616790 MAIL ADDRESS: STREET 1: 700 LARKSPUR LANDIND CIRCLE STE 250 CITY: LARKSPUR STATE: CA ZIP: 94939 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 1998 Date of Report (Date of Earliest Event Reported) HEADLANDS MORTGAGE COMPANY ------------------------------------------------------ (Exact Name of Registrant as Specified in Its Charter) Delaware 000-23569 94-2851992 - --------------- ------------------------ ------------------- (State or Other (Commission File Number) (I.R.S. Employer Jurisdiction of Identification No.) Incorporation) 1100 Larkspur Landing Circle, Suite 101, Larkspur, CA 94939 ----------------------------------------------------------- (Address of Principal Executive Offices) (415) 461-6790 ------------------------------- (Registrant's Telephone Number, Including Area Code) Not Applicable ------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) INFORMATION TO BE INCLUDED IN THE REPORT Item 5. Other Events Headlands Mortgage Company (the "Company") announced the pricing of its initial public offering on February 4, 1998. The following exhibit is the Company's Press Release relating to the offering: Item 7(c). Exhibits 10.1 Press Release, dated February 4, 1998 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 5, 1998 HEADLANDS MORTGAGE COMPANY By: /s/ Gilbert J. MacQuarrie ------------------------- Gilbert J. MacQuarrie Vice President, Treasurer and Secretary (Principal Financial Officer and and Principal Accounting Officer) EXHIBIT INDEX
Exhibit Number Page Number - -------------- ----------- 10.1 Press Release, dated February 4, 1998...................... 5
EX-10.1 2 PRESS RELEASE EXHIBIT 10.1 HEADLANDS MORTGAGE COMPANY ANNOUNCES INITIAL PUBLIC OFFERINGPRIVATE OF 8,000,000 SHARES OF COMMON STOCK Larkspur, CA February 4, 1998 - Headlands Mortgage Company (NASDAQ:HDLD) today - ------------------------------ announced the public offering of 8,000,000 shares of common stock at an offering price of $12.00 per share. Of the 8,000,000 shares, 4,500,000 shares are being sold by the Company and 3,500,000 are being sold by certain non-executive, non- employee selling shareholders. The preliminary prospectus dated January 8, 1998 relating to the offering reflected an initial estimated price range of $14.00 to $16.00 per share. The net proceeds to the Company are estimated to be $49,420,000 ($62,812,000 assuming exercise in full of the underwriters' over- allotment option) compared to $61,975,000 ($78,715,000 assuming exercise in full of the over-allotment option) at the mid-point of the estimated price range shown in the preliminary prospectus. The offering is being managed by NationsBanc Montgomery Securities LLC, BT Alex. Brown Incorporated and UBS Securities LLC and is scheduled to close on February 10, 1998. A written prospectus prepared in connection with this offering may be obtained by calling the Company at (415) 461-6790 or by writing Gilbert J. MacQuarrie, Headlands Mortgage Company, 1100 Larkspur Landing Circle, Suite 101, Larkspur, California 94939. This release shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there by any sales of these securities in any state in which such offer, solicitation or sales would be unlawful prior to registration or qualification under the securities laws of any such state. Headlands Mortgage Company is a specialty mortgage banking company in the business of originating, selling, securitizing and servicing mortgage loans secured by one- to four-family residences. After giving effect to the offering, the Company will have outstanding 18,500,000 shares of common stock (NASDAQ National Market, Symbol "HDLD") assuming no exercise of the underwriters' over- allotment option. -----END PRIVACY-ENHANCED MESSAGE-----