0001046203-20-000008.txt : 20200302
0001046203-20-000008.hdr.sgml : 20200302
20200302162949
ACCESSION NUMBER: 0001046203-20-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200228
FILED AS OF DATE: 20200302
DATE AS OF CHANGE: 20200302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBESON ROBIN E
CENTRAL INDEX KEY: 0001555437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23325
FILM NUMBER: 20677254
MAIL ADDRESS:
STREET 1: 1341 W BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC
CENTRAL INDEX KEY: 0001046203
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431792717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1341 WEST BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
BUSINESS PHONE: 4175204333
MAIL ADDRESS:
STREET 1: 1341 WEST BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-02-28
0
0001046203
GUARANTY FEDERAL BANCSHARES INC
GFED
0001555437
ROBESON ROBIN E
1341 W BATTLEFIELD
SPRINGFIELD
MO
65807
0
1
0
0
EVP/COO
COMMON STOCK
2020-02-28
4
M
0
6904
23.5
A
6904
D
COMMON STOCK
10387
D
COMMON STOCK
2020-02-28
4
M
0
10565
D
2020-02-28
COMMON STOCK
10565
0
D
Each Performance Based restricted Stok Unite (RSU) represents the right to receive, following vesting, 100% of one share of Guaranty Federal Bancshares, Inc. (GFED) common stock. The resulting number of shares of GFED common stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the RSU grant date, 3/29/2017, and ending on 12/31/2019.
Unless earlier forfeited, under the terms of the RSU agreement, each RSU vests and converts in to 100% of one share of GFED common stock on the vesting date of 12/31/2019.
The conversion rate of the RSUs was 65.33%. Upon conversion of the RSUs, the Reporting Person received 6,904 shares of common stock, as reported above in Table I.
Robin Robeson
2020-02-28