0001046203-19-000001.txt : 20190102 0001046203-19-000001.hdr.sgml : 20190102 20190102145545 ACCESSION NUMBER: 0001046203-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN JAMES R CENTRAL INDEX KEY: 0001041166 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 19501277 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-02 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001041166 BATTEN JAMES R 4207 S CHEYENNE ROGERSVILLE MO 65742 1 0 0 0 COMMON STOCK 2019-01-02 4 M 0 2500 5.3 A 2500 D COMMON STOCK 2888 I Restricted COMMON STOCK 15895 D Option Right to Buy 5.3 2019-01-02 4 M 0 2500 5.3 D 2010-01-02 2019-01-02 COMMON STOCK 0 0 D JAMES R. BATTEN 2019-01-02