0001046203-18-000010.txt : 20180302 0001046203-18-000010.hdr.sgml : 20180302 20180302161707 ACCESSION NUMBER: 0001046203-18-000010 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scavuzzo Tony CENTRAL INDEX KEY: 0001641793 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 18662183 MAIL ADDRESS: STREET 1: 102 E. FRONT ST. CITY: MONROE STATE: MI ZIP: 48161 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0206 3/A 2018-03-01 2018-03-01 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001641793 Scavuzzo Tony 6051 EL TORDO RANCHO SANTE FE CA 92067 1 0 1 0 COMMON STOCK 918804 I By Castle Creek Capital Partners V, LP Mr. Scavuzzo is a Principal of Castle Creek Capital V LLC, the sole general partner of Castle Creek Capital Partners V, LP ("Fund V"). Fund V and certain of its affiliates have previously filed a separate Form 3 reporting securities of the Issuer that they may be deemed to beneficially own. Mr. Scavuzzo disclaims beneficial ownership of any securities of the Issuer that may be deemed to be beneficially owned by Fund V or its affiliates. This Form 3 amendment is being filed to report that Mr. Scavuzzo disclaims beneficial ownership over the shares held by Castle Creek Capital Partners V, LP (see footnote to Table I). This footnote was inadvertently omitted from the Form 3 filed on March 1, 2018. TONY SCAVUZZO 2018-03-01