0001046203-15-000015.txt : 20150304 0001046203-15-000015.hdr.sgml : 20150304 20150304090403 ACCESSION NUMBER: 0001046203-15-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150303 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griesemer John F CENTRAL INDEX KEY: 0001436519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 15671917 MAIL ADDRESS: STREET 1: 4024 E WINDSONG CITY: SPRINGFIELD STATE: MO ZIP: 65809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-03-03 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001436519 Griesemer John F 4024 E WINDSONG SPRINGFIELD MO 65804 1 0 0 0 COMMON STOCK 2015-03-03 4 M 0 15000 5.25 A 15000 I Self Trustee COMMON STOCK 2015-03-03 4 M 0 2500 5.08 A 2500 I Self Trustee COMMON STOCK 2015-03-03 4 M 0 2500 5.3 A 2500 I Self Trustee COMMON STOCK 13041 I Children COMMON STOCK 4861 I Restricted COMMON STOCK 26344 I Self Trustee COMMON STOCK 21291 I IRA OPTION RIGHT TO BUY 5.25 2015-03-03 4 M 0 15000 5.25 D 2011-09-23 2020-09-23 COMMON STOCK 0 0 I Self Trustee OPTION RIGHT TO BUY 5.3 2015-03-03 4 M 0 2500 5.3 D 2010-01-02 2019-01-02 COMMON STOCK 0 0 I Self Trustee OPTION RIGHT TO BUY 5.08 2015-03-03 4 M 0 2500 5.08 D 2011-01-04 2020-01-04 COMMON STOCK 0 0 I Self Trustee JOHN F. GRIESEMER 2015-03-03