0001046203-14-000020.txt : 20140417 0001046203-14-000020.hdr.sgml : 20140417 20140417111436 ACCESSION NUMBER: 0001046203-14-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140415 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSTERGREN GREGORY V CENTRAL INDEX KEY: 0001211736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 14769078 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-04-15 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001211736 OSTERGREN GREGORY V 1951 E. BUENA VISTA SPRINGFIELD MO 65804 1 0 0 0 COMMON STOCK 2014-04-15 4 M 0 2000 5.08 A 2000 D COMMON STOCK 2014-04-15 4 M 0 2500 5.3 A 2500 D COMMON STOCK 5993 I Restricted COMMON STOCK 52310 D OPTION RIGHT TO BUY 5.08 2014-04-15 4 M 0 2000 5.08 D 2011-01-04 2020-01-04 COMMON STOCK 500 500 D OPTION RIGHT TO BUY 5.3 2014-04-15 4 M 0 2500 5.3 D 2010-01-02 2019-01-02 COMMON STOCK 0 0 D GREGORY V. OSTERGREN 2014-04-15