0001046203-14-000019.txt : 20140411
0001046203-14-000019.hdr.sgml : 20140411
20140411162604
ACCESSION NUMBER: 0001046203-14-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110914
FILED AS OF DATE: 20140411
DATE AS OF CHANGE: 20140411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC
CENTRAL INDEX KEY: 0001046203
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431792717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1341 WEST BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
BUSINESS PHONE: 4175204333
MAIL ADDRESS:
STREET 1: 1341 WEST BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLWEG KURT D
CENTRAL INDEX KEY: 0001211737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23325
FILM NUMBER: 14760372
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2011-09-14
0
0001046203
GUARANTY FEDERAL BANCSHARES INC
GFED
0001211737
HELLWEG KURT D
4083 EAGLESCLIFFE
SPRINGFIELD
MO
65809
1
0
0
0
COMMON STOCK
2011-09-14
4
P
0
751
4.5
A
33137
I
SELF TRUST
COMMON STOCK
2011-09-16
4
P
0
96
4.5
A
33233
I
SELF TRUST
COMMON STOCK
2011-09-21
4
P
0
1200
4.5
A
34433
I
SELF TRUST
COMMON STOCK
2011-09-26
4
P
0
172
4.5
A
34605
I
SELF TRUST
COMMON STOCK
2011-09-29
4
P
0
43
4.5
A
34648
I
SELF TRUST
COMMON STOCK
2011-09-30
4
P
0
1738
4.5
A
36386
I
SELF TRUST
COMMON STOCK
8112
I
RESTRICTED
COMMON STOCK
35000
D
COMMON STOCK
3086
I
DRIP
The total of restricted common stock (8,112) takes into account the number of shares owned in September 2011 of 2,119 and Form 4 filed January 2012 for 2,315 shares, Form 4 filed January 2013 for 2,072 shares and Form 4 filed February 2014 for 1,606 shares for a total of 8,112 shares.
The total number of shares of common stock owned directly was purchased in March 2014 and shown on Form 4 filed March 2014.
The total number of shares of common stock owned by Mr. Hellweg through his Dividend Reinvestment Plan account which has not changed since September 30, 2011.
KURT D. HELLWEG
2014-04-11