0001046203-14-000019.txt : 20140411 0001046203-14-000019.hdr.sgml : 20140411 20140411162604 ACCESSION NUMBER: 0001046203-14-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110914 FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLWEG KURT D CENTRAL INDEX KEY: 0001211737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 14760372 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2011-09-14 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001211737 HELLWEG KURT D 4083 EAGLESCLIFFE SPRINGFIELD MO 65809 1 0 0 0 COMMON STOCK 2011-09-14 4 P 0 751 4.5 A 33137 I SELF TRUST COMMON STOCK 2011-09-16 4 P 0 96 4.5 A 33233 I SELF TRUST COMMON STOCK 2011-09-21 4 P 0 1200 4.5 A 34433 I SELF TRUST COMMON STOCK 2011-09-26 4 P 0 172 4.5 A 34605 I SELF TRUST COMMON STOCK 2011-09-29 4 P 0 43 4.5 A 34648 I SELF TRUST COMMON STOCK 2011-09-30 4 P 0 1738 4.5 A 36386 I SELF TRUST COMMON STOCK 8112 I RESTRICTED COMMON STOCK 35000 D COMMON STOCK 3086 I DRIP The total of restricted common stock (8,112) takes into account the number of shares owned in September 2011 of 2,119 and Form 4 filed January 2012 for 2,315 shares, Form 4 filed January 2013 for 2,072 shares and Form 4 filed February 2014 for 1,606 shares for a total of 8,112 shares. The total number of shares of common stock owned directly was purchased in March 2014 and shown on Form 4 filed March 2014. The total number of shares of common stock owned by Mr. Hellweg through his Dividend Reinvestment Plan account which has not changed since September 30, 2011. KURT D. HELLWEG 2014-04-11