-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1fHZyZ6UWBcmrOrMss1/vNKRd0MGXkkBOm0DTe9CRuRbfnf2O5sekXzVOcYv00l 1eubzAez4J9wYscf6MOycA== 0000946275-97-000564.txt : 19971107 0000946275-97-000564.hdr.sgml : 19971107 ACCESSION NUMBER: 0000946275-97-000564 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971106 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-23325 FILM NUMBER: 97709039 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4178892494 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 8-A12G 1 FORM 8-A12G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 GUARANTY FEDERAL BANCSHARES, INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware 43-1792717 ----------------------- ------------------ (State of Incorporation (IRS Employer or Organization) Identification No.) 1341 W. Battlefield, Springfield, Missouri 65807 - ------------------------------------------ ---------- (Address of Principal Executive Offices) (Zip Code)
If this form relates to the registration of a class of If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction Act and is effective pursuant to General Instruction A.(c), please check the following box.|_| A.(d), please check the following box.|X|
Securities Act registration statement file number to which this form relates: 333-36141 Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on Which To be so Registered Each Class is to be Registered - ------------------- ------------------------------ None N/A Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.10 per share - --------------------------------------- (Title of class) INFORMATION REQUIRED IN REGISTRATION STATEMENT ---------------------------------------------- Item 1. Description of Registrant's Securities to be Registered The information set forth under the captions "Certain Restrictions on Acquisition of the Company" and "Description of Capital Stock of the Company" in the Prospectus included in Part I of the Registration Statement on Form S-1 of the registrant, originally filed with the Securities and Exchange Commission on September 23, 1997 (File No. 333-36141), is incorporated by reference in response to this Item 1. Information set forth under the captions "Certain Restrictions on Acquisition of the Company" and "Description of Capital Stock of the Company" contained in a prospectus relating to SEC File No. 333-36141 and subsequently filed by the registrant pursuant to 17 C.F.R. ss.230.424(b) shall be deemed to be incorporated by reference into this registration statement. Item 2. Exhibits 3(i) Certificate of Incorporation of Guaranty Federal Bancshares, Inc.* 3(ii) Bylaws of Guaranty Federal Bancshares, Inc.* - --------------------- * Incorporated herein by reference to Exhibits 3(i) (Certificate of Incorporation) and 3(ii) (Bylaws) to the Registration Statement of Guaranty Federal Bancshares, Inc. (Registration No. 333-36141), which was originally filed with the Securities and Exchange Commission on September 23, 1997. SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized. GUARANTY FEDERAL BANCSHARES, INC. Date: November 5, 1997 By:/s/James E. Haseltine James E. Haseltine President and Chief Executive Officer
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