-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgSul+mVysX1qk8XIXOxognhHZmxXenVF4dp/Lv1oUCLfIu2cotrkh8gSwkpC8JN UpfrwQABGWeSmWam+F4wEA== 0000854560-98-000033.txt : 19981014 0000854560-98-000033.hdr.sgml : 19981014 ACCESSION NUMBER: 0000854560-98-000033 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981013 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53131 FILM NUMBER: 98724708 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4178892494 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT SOUTHERN BANCORP INC CENTRAL INDEX KEY: 0000854560 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431524856 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1451 E BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65804 BUSINESS PHONE: 4178874400 MAIL ADDRESS: STREET 2: P O BOX 9009 CITY: SPRINGFIELD STATE: MO ZIP: 65808-9009 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.____)* GUARANTY FEDERAL BANCSHARES, INC. -------------------------------- (Name of Issuer) COMMON STOCK, $.10 par value -------------------------------- (Title of Class of Securities) 40108P101 -------------------------------- (CUSIP Number) September 30, 1998 ----------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 Pages CUSIP No. 40108P101 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). GREAT SOUTHERN BANCORP, INC. 43-1524856 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box of a Member of a Group (See Instructions) (a) (b) X - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 311,200 (See Item 4) Shares --------------------------------------------------------- Beneficially 6. Shared Voting Power 0 (See Item 4) Owned by Each --------------------------------------------------------- Reporting 7. Sole Dispositive Power 311,200 (See Item 4) Person --------------------------------------------------------- 8. Shared Dispositive Power 0 (See Item 4) - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 311,200 (See Item 4) - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 5.0% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- Page 2 of 11 Pages CUSIP No. 40108P101 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). William V. Turner ###-##-#### - ------------------------------------------------------------------------------- 2. Check the Appropriate Box of a Member of a Group (See Instructions) (a) (b) X - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 6,340 (See Item 4) Shares --------------------------------------------------------- Beneficially 6. Shared Voting Power 22,800 (See Item 4) Owned by Each --------------------------------------------------------- Reporting 7. Sole Dispositive Power 6,340 (See Item 4) Person --------------------------------------------------------- 8. Shared Dispositive Power 22,800 (See Item 4) - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 28,340 (See Item 4) - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 0.5% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Page 3 of 11 Pages CUSIP No. 40108P101 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Don M. Gibson ###-##-#### - ------------------------------------------------------------------------------- 2. Check the Appropriate Box of a Member of a Group (See Instructions) (a) (b) X - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 5,911 (See Item 4) Shares --------------------------------------------------------- Beneficially 6. Shared Voting Power 0 (See Item 4) Owned by Each --------------------------------------------------------- Reporting 7. Sole Dispositive Power 5,911 (See Item 4) Person --------------------------------------------------------- 8. Shared Dispositive Power 0 (See Item 4) - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,911 (See Item 4) - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 0.1% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Page 4 of 11 Pages CUSIP No. 40108P101 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Richard L. Wilson ###-##-#### - ------------------------------------------------------------------------------- 2. Check the Appropriate Box of a Member of a Group (See Instructions) (a) (b) X - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 (See Item 4) Shares --------------------------------------------------------- Beneficially 6. Shared Voting Power 10,269 (See Item 4) Owned by Each --------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 (See Item 4) Person --------------------------------------------------------- 8. Shared Dispositive Power 10,269 (See Item 4) - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 10,269 (See Item 4) - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 0.2% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Page 5 of 11 Pages CUSIP No. 40108P101 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Steven G. Mitchem ###-##-#### - ------------------------------------------------------------------------------- 2. Check the Appropriate Box of a Member of a Group (See Instructions) (a) (b) X - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 (See Item 4) Shares --------------------------------------------------------- Beneficially 6. Shared Voting Power 500 (See Item 4) Owned by Each --------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 (See Item 4) Person --------------------------------------------------------- 8. Shared Dispositive Power 500 (See Item 4) - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 500 (See Item 4) - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 0.0% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Page 6 of 11 Pages Item 1. (a) Name of Issuer: Guaranty Federal Bancshares, Inc. (b) Address of Issuer's Principal Executive Offices: 1341 West Battlefield, Springfield, Missouri 65807. Item 2. (a) Name of Person Filing: This is a joint filing of Great Southern Bancorp, Inc., and William V. Turner, Don M. Gibson, Richard L. Wilson and Steven G. Mitchem, each of which is a director or executive officer of Great Southern Bancorp, Inc. or its wholly-owned subsidiary Great Southern Bank. (b) Address of Principal Business Office or, if none, Residence: The principal business offices of Great Southern Bancorp, Inc., William V. Turner and Steven G. Mitchem are located at 1451 E. Battlefield, Springfield, Missouri 65804, and the principal business offices of Don M. Gibson and Richard L. Wilson are located at 430 South Avenue, Springfield, Missouri 65806. (c) Citizenship: Great Southern Bancorp, Inc. is a Delaware corporation. William V. Turner, Don M. Gibson, Richard L. Wilson and Steven G. Mitchem are citizens of the United States of America. (d) Title of Class of Securities: The class of securities to which this statement relates is the Common Stock, par value $.10 per share, of the Issuer. (e) CUSIP Number: 40108P101 Item 3. Not applicable. Item 4. Ownership. (a) Amount Beneficially Owned: 356,520 shares by the filing persons in the aggregate (b) Percent of Class: 5.7% by the filing persons in the aggregate. (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote Great Southern Bancorp, Inc.: 311,200 William V. Turner: 6,340 Don M. Gibson: 5,911 Richard L. Wilson: 0 Steven G. Mitchem: 0 Page 7 of 11 Pages (ii) shared power to vote or to direct the vote Great Southern Bancorp, Inc.: 0 William V. Turner: 22,800 Don M. Gibson: 0 Richard L. Wilson: 10,269 Steven G. Mitchem: 500 (iii) sole power to dispose or direct the disposition of Great Southern Bancorp, Inc.: 311,200 William V. Turner: 6,340 Don M. Gibson: 5,911 Richard L. Wilson: 0 Steven G. Mitchem: 0 (iv) shared power to dispose or direct the disposition of Great Southern Bancorp, Inc.: 0 William V. Turner: 22,800 Don M. Gibson: 0 Richard L. Wilson: 10,269 Steven G. Mitchem: 500 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 8 of 11 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 12, 1998 GREAT SOUTHERN BANCORP, INC. By: /s/DON M. GIBSON ------------------------------------- Don M. Gibson Executive Vice President and Corporate Secretary By: /s/ WILLIAM V. TURNER ------------------------------------ William V. Turner By: /s/ DON M. GIBSON ------------------------------------ Don M. Gibson By: /s/ RICHARD L. WILSON ------------------------------------ Richard L. Wilson By: /s/ STEVEN G. MITCHEM ------------------------------------ Steven G. Mitchem Page 9 of 11 Pages EXHIBIT A JOINT SCHEDULE 13G FILING AGREEMENT ----------------------------------- This JOINT SCHEDULE 13G FILING AGREEMENT, made as of the 12th day of October, 1998, by and among Great Southern Bancorp, Inc. ("GSBC"), a Delaware corporation, and William V. Turner ("Turner") and Don M. Gibson ("Gibson") and Richard L. Wilson ("Wilson") and Steven G. Mitchem ("Mitchem"), individually. W I T N E S S E T H: That, in consideration of the promises herein contained, the parties hereto agree as follows: 1. JOINT FILING. GSBC and Turner and Gibson and Wilson and Mitchem agree to file from time to time joint Schedules 13G with respect to the beneficial ownership of securities by GSBC (or by such other parties as may be deemed beneficially owned by any of such parties), and to file jointly any further amendments or schedules that may be required with respect to such ownership. 2. REPRESENTATIONS AND WARRANTIES. Each of the parties hereto represents and warrants to the others that it is eligible to file a Schedule 13G and each warrants to the others that all information regarding such persons provided for use in preparing a Schedule 13G pursuant hereto and any amendments thereto shall be accurate and complete. 3. RESPONSIBILITY FOR FILING. Each party hereto retains responsibility, as required by Securities and Exchange Commission's regulations, for the timely filing of any and all Schedules 13G and any amendments thereto and for the completeness and accuracy of the information concerning such party. Each party hereto is not responsible, however, for the completeness and accuracy of the information concerning the other parties hereto, unless such person knows or has reason to believe that such information is inaccurate. 4. DISCLAIMER OF GROUP. Each party disclaims the existence of a "group" with any other party, and as between any and all entities which may beneficially own directly the securities which may be reported in one or more Schedules 13G pursuant hereto, except as otherwise expressly stated in such Schedules. Page 10 of 11 Pages IN WITNESS WHEREOF, the parties hereto have set their hands as of the 12th day of October, 1998. GREAT SOUTHERN BANCORP, INC. By: /s/ DON M. GIBSON ------------------------------------ Don M. Gibson Executive Vice President and Corporate Secretary By: /s/ WILLIAM V. TURNER ------------------------------------ William V. Turner By: /s/ DON M. GIBSON ------------------------------------ Don M. Gibson By: /s/ RICHARD L. WILSON ------------------------------------ Richard L. Wilson By: /s/ STEVEN G. MITCHEM ------------------------------------ Steven G. Mitchem Page 11 of 11 Pages -----END PRIVACY-ENHANCED MESSAGE-----