0001140361-11-038997.txt : 20110802 0001140361-11-038997.hdr.sgml : 20110802 20110802153736 ACCESSION NUMBER: 0001140361-11-038997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110729 FILED AS OF DATE: 20110802 DATE AS OF CHANGE: 20110802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON L WILLIAM JR CENTRAL INDEX KEY: 0001214096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23601 FILM NUMBER: 111003461 MAIL ADDRESS: STREET 1: 124 WEST FIFTH STREET CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATHFINDER BANCORP INC CENTRAL INDEX KEY: 0001046188 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 161540137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 W FIRST ST CITY: OSWEGO STATE: DE ZIP: 13126 BUSINESS PHONE: 3153430057 MAIL ADDRESS: STREET 1: 214 W FIRST ST CITY: OSWEGO STATE: DE ZIP: 13126 4 1 doc1.xml FORM 4 X0304 4 2011-07-29 0 0001046188 PATHFINDER BANCORP INC PBHC 0001214096 NELSON L WILLIAM JR 214 WEST FIRST ST OSWEGO NY 13126 1 0 0 0 Pathfinder Bancorp Inc Common Stock 2011-07-29 4 M 0 1600 8.335 A 26950 D Option Right to Buy 8.335 2011-07-29 4 M 0 1600 9.00 D 2003-07-31 2011-07-31 Pathfinder Bancorp Inc Common Stock 1600 5000 D /s/ James A. Dowd 2011-08-02