0001140361-11-034195.txt : 20110624 0001140361-11-034195.hdr.sgml : 20110624 20110624162753 ACCESSION NUMBER: 0001140361-11-034195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110623 FILED AS OF DATE: 20110624 DATE AS OF CHANGE: 20110624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAWD JAMES A CENTRAL INDEX KEY: 0001214089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23601 FILM NUMBER: 11930932 MAIL ADDRESS: STREET 1: 60 BURDEN DRIVE CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATHFINDER BANCORP INC CENTRAL INDEX KEY: 0001046188 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 161540137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 W FIRST ST CITY: OSWEGO STATE: DE ZIP: 13126 BUSINESS PHONE: 3153430057 MAIL ADDRESS: STREET 1: 214 W FIRST ST CITY: OSWEGO STATE: DE ZIP: 13126 4 1 doc1.xml FORM 4 X0303 4 2011-06-23 0 0001046188 PATHFINDER BANCORP INC PBHC 0001214089 DAWD JAMES A 214 WEST FIRST STREET OSWEGO NY 13126 0 1 0 0 SVP and CFO Option Right to Buy 9.00 2011-06-23 4 A 0 13500 9.00 A 2012-06-23 2021-06-23 Pathfinder Bancorp Inc Common Stock 13500 13500 D The awards will vest ratably over 5 years (20% per year) James A Dowd as POA 2011-06-24