FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MIDAS INC [ MDS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/07/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $.001 par value | 01/07/2004 | P | 16,900 | A | $14.82 | 250,970 | I(1) | By Account Managed by MLFI | ||
Common Stock, $.001 par value | 01/08/2004 | P | 18,200 | A | $15.1 | 269,170 | I(1) | By Account Managed by MLFI | ||
Common Stock, $.001 par value | 01/12/2004 | P | 12,500 | A | $15.3 | 281,670 | I(1) | By Account Managed by MLFI | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 1,000 | A | $8.7 | 1,301,710 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 3,000 | A | $8.71 | 1,304,710 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 2,000 | A | $8.16 | 1,306,710 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 2,000 | A | $8.18 | 1,308,710 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 200 | A | $7.93 | 1,308,910 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 300 | A | $7.93 | 1,309,210 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 1,400 | A | $7.92 | 1,310,610 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 100 | A | $8.05 | 1,310,710 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 01/09/2004 | J(2) | 1,000 | A | $7.01 | 1,311,710 | I(3) | By MLF Partners, L.P.(3) | ||
Common Stock, $.001 par value | 339,520 | I | By MLF Offshore Portfolio Company, L.P. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These securities are owned by an account managed by MLFI. MLFI may be deemed to beneficially own such shares by virtue of it having the power to dispose or to direct the disposition of the shares and Mr. Feshbach may by deemed to beneficially own such shares by virtue of his position as the managing member of MLFI. Each of MLFI and Mr. Feshbach disclaims beneficial ownership of the shares owned by the managed account. |
2. These shares were contributed into MLFP by one of its partners. |
3. This Form 4 is filed jointly by MLF Investments, LLC ("MLFI"), Matthew L. Feshbach and MLF Partners, L.P. ("MLFP"). MLFI and Mr. Feshbach are deemed to be 10% owners of the Issuer. These securities are owned directly by MLFP, and owned indirectly by MLFI by virtue of it being the general partner of MLFP and by Mr. Feshbach by virtue of his position as the managing member of MLFI, MLF Offshore Portfolio Company, L.P. (MLFO), MLF Cayman CP, Ltd. (MLFC), MLF Capital Management, L.P. (MLFM). Each of MLFI, MLFO, MLFC, MLFM, and Mr. Feshbach disclaims beneficial ownership of the shares owned by MLFP except to the extent of their respective pecuniary interest therein. |
By: MLF Investments, LLC, By: /s/ Matthew L. Feshbach, Managing Member | 01/13/2004 | |
/s/ Feshbach, Matthew L. | 01/13/2004 | |
By: MLF Partners, L.P., By: MLF Investments, LLC, its general partner, By: /s/ Matthew L. Feshbach, Managing Member | 01/13/2004 | |
By: By: MLF Cayman GP, Ltd., its general partner, By: MLF Capital Management, L.P., its sole shareholder, By: /s/ Matthew Feshbach, its President | 01/13/2004 | |
By: By: MLF Capital Management, L.P., its sole shareholder, By: /s/ Matthew Feshbach, its President | 01/13/2004 | |
By: /s/Matthew Feshbach, its President | 01/13/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |