0001209191-23-049572.txt : 20230915 0001209191-23-049572.hdr.sgml : 20230915 20230915154604 ACCESSION NUMBER: 0001209191-23-049572 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230908 FILED AS OF DATE: 20230915 DATE AS OF CHANGE: 20230915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 231258491 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RB GLOBAL INC. CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO WESTBROOK CORPORATE CENTER STREET 2: SUITE 500 CITY: WESTCHESTER STATE: IL ZIP: 60154 BUSINESS PHONE: 708-492-7000 MAIL ADDRESS: STREET 1: TWO WESTBROOK CORPORATE CENTER STREET 2: SUITE 500 CITY: WESTCHESTER STATE: IL ZIP: 60154 FORMER COMPANY: FORMER CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC DATE OF NAME CHANGE: 19970912 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-09-08 0 0001046102 RB GLOBAL INC. RBA 0001242860 JETER JAMES J C/O RB GLOBAL, INC. 2 WESTBROOK CORPORATE CENTER WESTCHESTER IL 60154 0 1 0 0 Chief Revenue Officer Common Shares 2309 I Employee Stock Purchase Plan Common Shares 26890 D Employee Stock Option (Right to Buy) 33.79 2019-03-07 2029-03-07 Common Shares 11416 D Employee Stock Option (Right to Buy) 40.64 2020-03-05 2030-03-05 Common Shares 17072 D Employee Stock Option (Right to Buy) 54.83 2021-02-25 2031-02-25 Common Shares 17046 D Employee Stock Option (Right to Buy) 80.00 2021-08-12 2027-08-12 Common Shares 7744 D Employee Stock Option (Right to Buy) 90.00 2021-08-12 2027-08-12 Common Shares 9563 D Employee Stock Option (Right to Buy) 100.00 2021-08-12 2027-08-12 Common Shares 11706 D Employee Stock Option (Right to Buy) 57.70 2022-03-15 2032-03-15 Common Shares 14483 D Employee Stock Option (Right to Buy) 58.09 2023-08-08 2033-08-08 Common Shares 14464 D Restricted Share Unit (2023 RSUs) Common Shares 4390 D The date reflected is the initial grant date. The options were subject to a vesting schedule at the time of grant but are fully vested as of the date of this Form 3 report. The options vest as follows: 1/3 on the 1st anniversary of the date of grant; 1/3 on the 2nd anniversary of the date of grant; and 1/3 on the 3rd anniversary of the date of grant. The option vests on August 12, 2024. The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period The options vest as follows: 1/3 on March 15, 2024; 1/3 on March 15, 2025; and 1/3 on March 15, 2026. The restricted share units vest as follows: 1/3 on March 15, 2024; 1/3 on March 15, 2025; and 1/3 on March 14, 2026. The cash value of the common shares underlying vested RSUs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest; provided, that if such payment would occur at any time at which the reporting person may be in possession of undisclosed material information regarding RBA, or at any time at which, pursuant to any securities trading policy of RBA, the reporting person is restricted from trading in RBA securities, unless the Committee otherwise determines, payment will be postponed to the date which is 5 days after the later of (i) the date on which the reporting person is no longer in possession of such information or (ii) the date on which the reporting person is no longer restricted from trading in RBA securities. Each restricted share unit represents a contingent right to receive the economic equivalent of one RBA common share /s/ Maria Teresa Punsalan, attorney-in-fact for James J. Jeter 2023-09-15