0001209191-23-016254.txt : 20230306
0001209191-23-016254.hdr.sgml : 20230306
20230306161119
ACCESSION NUMBER: 0001209191-23-016254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230304
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER JAMES FRANCIS
CENTRAL INDEX KEY: 0001811969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 23709043
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-04
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001811969
KESSLER JAMES FRANCIS
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
President & COO
Common Shares
2023-03-04
4
M
0
4923
A
4923
D
Common Shares
2023-03-04
4
M
0
98886
A
103809
D
Common Shares
331
I
Employee Stock Purchase Plan
Performance Share Units (2020 PSUs)
2023-03-04
4
M
0
98886
0.00
D
Common Shares
98886
0
D
Dividend Equivalent Rights (2020 PSUs)
2023-03-04
4
M
0
4923
0.00
D
Common Shares
4923
0
D
Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
Includes the March 3, 2023 accrued PSU dividend equivalent rights.
Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable
Includes all Employee Stock Purchase Plan purchases through March 2, 2023.
/s/ Maria Teresa Punsalan as attorney-in-fact for James F. Kessler.
2023-03-06