0001209191-23-016254.txt : 20230306 0001209191-23-016254.hdr.sgml : 20230306 20230306161119 ACCESSION NUMBER: 0001209191-23-016254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230304 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER JAMES FRANCIS CENTRAL INDEX KEY: 0001811969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 23709043 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-04 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001811969 KESSLER JAMES FRANCIS 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President & COO Common Shares 2023-03-04 4 M 0 4923 A 4923 D Common Shares 2023-03-04 4 M 0 98886 A 103809 D Common Shares 331 I Employee Stock Purchase Plan Performance Share Units (2020 PSUs) 2023-03-04 4 M 0 98886 0.00 D Common Shares 98886 0 D Dividend Equivalent Rights (2020 PSUs) 2023-03-04 4 M 0 4923 0.00 D Common Shares 4923 0 D Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). Includes the March 3, 2023 accrued PSU dividend equivalent rights. Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable Includes all Employee Stock Purchase Plan purchases through March 2, 2023. /s/ Maria Teresa Punsalan as attorney-in-fact for James F. Kessler. 2023-03-06