0001209191-23-010064.txt : 20230216 0001209191-23-010064.hdr.sgml : 20230216 20230216161924 ACCESSION NUMBER: 0001209191-23-010064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fandozzi Ann CENTRAL INDEX KEY: 0001570885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 23638752 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-15 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001570885 Fandozzi Ann 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 1 1 0 0 CEO Performance Share Units (2020 PSUs) 2023-02-15 4 A 0 146175 0.00 A Common Shares 146175 146175 D Dividend Equivalent Rights (2020 PSUs) 2023-02-15 4 A 0 6612 0.00 A Common Shares 6612 6612 D Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof. The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied. The PSUs vest on 3/4/2023.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest. Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2020 PSUs vest and become exercisable concurrently with the PSUs to which they relate. /s/ Maria Teresa Punsalan as attorney-in-fact for Ann Fandozzi. 2023-02-16