0001209191-22-004475.txt : 20220121 0001209191-22-004475.hdr.sgml : 20220121 20220121172419 ACCESSION NUMBER: 0001209191-22-004475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIEDE CARMEN D CENTRAL INDEX KEY: 0001588767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 22546842 MAIL ADDRESS: STREET 1: 7201 METRO BOULEVARD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-31 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001588767 THIEDE CARMEN D 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief People Officer Common Shares 2021-12-31 4 J 0 413 61.77 A 581 I Employee Stock Purchase Plan This report is being filed voluntarily to reflect ESPP shares purchased from December 31, 2020 through December 31, 2021 in multiple transactions exempted by Rule 16b-3(c). The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from December 31, 2020 through December 31, 2021, at prices ranging from $61.59 to $61.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. /s/ Maria Teresa Punsalan as attorney-in-fact for Carmen D Thiede. 2022-01-21