0001209191-21-051607.txt : 20210816 0001209191-21-051607.hdr.sgml : 20210816 20210816153038 ACCESSION NUMBER: 0001209191-21-051607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fandozzi Ann CENTRAL INDEX KEY: 0001570885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 211177370 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-12 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001570885 Fandozzi Ann 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 1 1 0 0 CEO Employee Stock Option (Right to Buy) 80.00 2021-08-12 4 A 0 74669 0.00 A Common Shares 74669 74669 D Employee Stock Option (Right to Buy) 90.00 2021-08-12 4 A 0 92214 0.00 A Common Shares 92214 92214 D Employee Stock Option (Right to Buy) 100.00 2021-08-12 4 A 0 112877 0.00 A Common Shares 112877 112877 D The option was granted on August 12, 2021 and vests equally in three equal annual installments beginning August 11, 2022. The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. /s/ Maria Teresa Punsalan as attorney-in-fact for Ann Fandozzi. 2021-08-16