0001209191-21-033042.txt : 20210517 0001209191-21-033042.hdr.sgml : 20210517 20210517104628 ACCESSION NUMBER: 0001209191-21-033042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 21928462 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-13 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001242860 JETER JAMES J C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, Sales U.S. Common Shares 1456 I Employee Stock Purchase Plan Common Shares 25373 D Common Shares 2021-05-13 4 M 0 11917 32.16 A 11917 D Common Shares 2021-05-13 4 M 0 8538 40.64 A 8538 D Common Shares 2021-05-13 4 S 0 20455 61.4153 D 0 D Employee Stock Option (Right to Buy) 32.16 2021-05-13 4 M 0 11917 0.00 D 2028-03-01 Common Shares 11917 0 D Employee Stock Option (Right to Buy) 40.64 2021-05-13 4 M 0 8538 0.00 D 2030-03-05 Common Shares 8538 17072 D Includes all Employee Stock Purchase Plan purchases through May 13, 2021. The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019. The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021. /s/ Maria Teresa Punsalan as attorney-in-fact for James J. Jeter. 2021-05-17