0001209191-21-032279.txt : 20210513 0001209191-21-032279.hdr.sgml : 20210513 20210513135847 ACCESSION NUMBER: 0001209191-21-032279 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210506 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geisner Kevin Alan CENTRAL INDEX KEY: 0001861925 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 21918580 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-05-06 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001861925 Geisner Kevin Alan C/O RITCHIE BROS. AUCTIONEERS INCORPORAT 9500 GLENLYON PARKWAY BURNABY A1 V5J0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Strategy Officer Common Shares 24 D Common Shares 142 I Employee Stock Purchase Plan Employee Stock Option (Right to Buy) 57.47 2021-03-04 2030-08-11 Common Shares 20604 D Employee Stock Option (Right to Buy) 54.83 2022-02-24 2031-02-25 Common Shares 21307 D Includes all Employee Stock Purchase Plan purchases through May 13, 2021. The option was granted on August 11, 2020 and vests equally in three equal annual installments beginning March 4, 2021. Date of expiration is reflected above; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the person, the expiry date for the option will be the last day of such five business day period. The option was granted on February 25, 2021 and vests equally in three equal annual installments beginning February 24, 2022. Exhibit 24.1 POWER OF ATTORNEY /s/ Maria Teresa Punsalan as attorney-in-fact for Kevin Alan Geisner. 2021-05-13