0001209191-21-020700.txt : 20210316 0001209191-21-020700.hdr.sgml : 20210316 20210316113937 ACCESSION NUMBER: 0001209191-21-020700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 21744413 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-15 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, International Common Shares 27896 I Long-Term Investment Plan Common Shares 2277 I Employee Stock Purchase Plan Common Shares 12612 D Common Shares 2021-03-15 4 M 0 8375 32.16 A 8375 D Common Shares 2021-03-15 4 M 0 9111 33.79 A 9111 D Common Shares 2021-03-15 4 M 0 8334 40.64 A 8334 D Common Shares 2021-03-15 4 S 0 25820 58.25 D 0 D Employee Stock Option (Right to Buy) 32.16 2021-03-15 4 M 0 8375 0.00 D 2028-03-01 Common Shares 8375 0 D Employee Stock Option (Right to Buy) 33.79 2021-03-15 4 M 0 9111 0.00 D 2029-03-07 Common Shares 9111 9111 D Employee Stock Option (Right to Buy) 40.64 2021-03-15 4 M 0 8334 0.00 D 2030-03-05 Common Shares 8334 16666 D Includes all Employee Stock Purchase Plan purchases through March 15, 2021. The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019. The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020. The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021. /s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner. 2021-03-16