0001209191-21-020700.txt : 20210316
0001209191-21-020700.hdr.sgml : 20210316
20210316113937
ACCESSION NUMBER: 0001209191-21-020700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 21744413
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-15
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
President, International
Common Shares
27896
I
Long-Term Investment Plan
Common Shares
2277
I
Employee Stock Purchase Plan
Common Shares
12612
D
Common Shares
2021-03-15
4
M
0
8375
32.16
A
8375
D
Common Shares
2021-03-15
4
M
0
9111
33.79
A
9111
D
Common Shares
2021-03-15
4
M
0
8334
40.64
A
8334
D
Common Shares
2021-03-15
4
S
0
25820
58.25
D
0
D
Employee Stock Option (Right to Buy)
32.16
2021-03-15
4
M
0
8375
0.00
D
2028-03-01
Common Shares
8375
0
D
Employee Stock Option (Right to Buy)
33.79
2021-03-15
4
M
0
9111
0.00
D
2029-03-07
Common Shares
9111
9111
D
Employee Stock Option (Right to Buy)
40.64
2021-03-15
4
M
0
8334
0.00
D
2030-03-05
Common Shares
8334
16666
D
Includes all Employee Stock Purchase Plan purchases through March 15, 2021.
The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.
The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020.
The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.
/s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner.
2021-03-16