0001209191-21-019752.txt : 20210311 0001209191-21-019752.hdr.sgml : 20210311 20210311152121 ACCESSION NUMBER: 0001209191-21-019752 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 21733013 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-03-05 2021-03-09 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, International Common Shares 2021-03-05 4 A 0 14 A 16676 D Common Shares 2021-03-05 4 A 0 52 A 16728 D Common Shares 27896 I Long-Term Investment Plan Common Shares 2221 I Employee Stock Purchase Plan Represents pre-tax amount of award. Share issuance will be made net of withholding. Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 RSUs on 3/5/2021, which were vested upon issuance. Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 PSUs on 3/5/2021, which were vested upon issuance. Includes all Employee Stock Purchase Plan purchases through March 5, 2021. /s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner. 2021-03-11