0001209191-21-016796.txt : 20210303
0001209191-21-016796.hdr.sgml : 20210303
20210303160311
ACCESSION NUMBER: 0001209191-21-016796
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210228
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 21708865
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-02-28
2021-03-02
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
President, International
Common Shares
2021-02-28
4
M
0
12429
A
16008
D
Common Shares
2021-02-28
4
M
0
654
A
16662
D
Common Shares
27896
I
Long-Term Investment Plan
Common Shares
2221
I
Employee Stock Purchase Plan
Performance Share Units (2018 PSUs)
2021-02-28
4
M
0
12429
0.00
D
Common Shares
12429
0
D
Dividend Equivalent Rights (2018 PSUs)
2021-02-28
4
M
0
654
0.00
D
Common Shares
654
0
D
Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
Due to a clerical error, amount of securities issued corrected from 3,400 to 12,429.
Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable
Due to a clerical error, amount of securities issued corrected from 179 to 654.
Includes all Employee Stock Purchase Plan purchases through February 28, 2021.
Due to a clerical error, title of derivative security corrected from 2018 RSU to 2018 PSU.
Due to a clerical error, title of derivative security corrected from Dividend Equivalent Rights 2018 RSU to Dividend Equivalent Rights 2018 PSU.
/s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner.
2021-03-03