0001209191-21-016608.txt : 20210302 0001209191-21-016608.hdr.sgml : 20210302 20210302211144 ACCESSION NUMBER: 0001209191-21-016608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210228 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watt Darren Jeffrey CENTRAL INDEX KEY: 0001661695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 21706908 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-28 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661695 Watt Darren Jeffrey C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Gen. Counsel & Corp. Secretary Common Shares 2021-02-28 4 M 0 7749 A 15223 D Common Shares 2021-02-28 4 M 0 408 A 15631 D Common Shares 1698 I Long-Term Investment Plan Common Shares 2687 I Employee Stock Purchase Plan Performance Share Units (2018 PSUs) 2021-02-28 4 M 0 7749 0.00 D Common Shares 7749 0 D Dividend Equivalent Rights (2018 PSUs) 2021-02-28 4 M 0 408 0.00 D Common Shares 408 0 D Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable Includes all Employee Stock Purchase Plan purchases through February 28, 2021. /s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt. 2021-03-02