0001209191-21-016596.txt : 20210302
0001209191-21-016596.hdr.sgml : 20210302
20210302210707
ACCESSION NUMBER: 0001209191-21-016596
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210228
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 21706852
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-28
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
President, International
Common Shares
2021-02-28
4
M
0
3400
A
3400
D
Common Shares
2021-02-28
4
M
0
179
A
3579
D
Common Shares
27896
I
Long-Term Investment Plan
Common Shares
2221
I
Employee Stock Purchase Plan
Restricted Share Units (2018 RSUs)
2021-02-28
4
M
0
3400
0.00
D
Common Shares
3400
0
D
Dividend Equivalent Rights (2018 RSUs)
2021-02-28
4
M
0
179
0.00
D
Common Shares
179
0
D
Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.
Includes all Employee Stock Purchase Plan purchases through February 28, 2021.
/s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner.
2021-03-02