0001209191-21-002940.txt : 20210111 0001209191-21-002940.hdr.sgml : 20210111 20210111163709 ACCESSION NUMBER: 0001209191-21-002940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 21521224 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-31 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, International Common Shares 2020-12-31 4 J 0 501 54.60 A 2138 I Employee Stock Purchase Plan Common Shares 27896 I Long-Term Investment Plan Common Shares 2138 I Employee Stock Purchase Plan This report is being filed voluntarily to reflect ESPP shares purchased from May 29, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c). The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from May 29, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. /s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner. 2021-01-11