0001209191-20-058794.txt : 20201117 0001209191-20-058794.hdr.sgml : 20201117 20201117171400 ACCESSION NUMBER: 0001209191-20-058794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201115 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 201322002 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-15 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001242860 JETER JAMES J C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, Sales U.S. Common Shares 1873 I Employee Stock Purchase Plan Common Shares 2020-11-15 4 M 0 42888 A 42888 D Common Shares 2020-11-15 4 M 0 2631 A 45519 D Common Shares 2020-11-15 4 F 0 20529 66.56 D 24990 D Restricted Share Units (2017 RSUs) 2020-11-15 4 M 0 42888 0.00 D Common Shares 42888 0 D Dividend Equivalent Rights (2017 RSUs) 2020-11-15 4 M 0 2631 0.00 D Common Shares 2631 0 D Includes all Employee Stock Purchase Plan purchases through November 17, 2020. Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on November 15, 2020, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax. Tax Withholding on the 2017 RSUs and DERs that vested on November 15, 2020. /a/ Maria Teresa Punsalan as attorney-in-fact for James J. Jeter. 2020-11-17