0001209191-20-047041.txt : 20200817 0001209191-20-047041.hdr.sgml : 20200817 20200817203032 ACCESSION NUMBER: 0001209191-20-047041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watt Darren Jeffrey CENTRAL INDEX KEY: 0001661695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 201111463 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-17 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661695 Watt Darren Jeffrey C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Gen. Counsel & Corp. Secretary Common Shares 5373 D Common Shares 2481 I Employee Stock Purchase Plan Common Shares 1698 I Long-Term Investment Plan Common Shares 2020-08-17 4 M 0 4599 22.46 A 4599 D Common Shares 2020-08-17 4 S 0 4599 64.00 D 0 D Employee Stock Option (Right to Buy) 22.46 2020-08-17 4 M 0 4599 0.00 D 2024-03-11 Common Shares 4599 0 D Includes all Employee Stock Purchase Plan purchases through August 17, 2020. The option was granted on March 11, 2014 and vests equally in three equal annual installments beginning March 11, 2015. /s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt. 2020-08-17