0001209191-20-046489.txt : 20200812 0001209191-20-046489.hdr.sgml : 20200812 20200812202559 ACCESSION NUMBER: 0001209191-20-046489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 201096788 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-12 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001242860 JETER JAMES J C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, Sales U.S. Common Shares 1729 I Employee Stock Purchase Plan Common Shares 2020-08-12 4 M 0 1514 14.04 A 1514 D Common Shares 2020-08-12 4 M 0 2720 27.10 A 2720 D Common Shares 2020-08-12 4 S 0 4234 62.03 D 0 D Employee Stock Option (Right to Buy) 27.10 2020-08-12 4 M 0 2720 0.00 D 2027-08-11 Common Shares 2720 0 D Employee Stock Option (Right to Buy) 14.04 2020-08-12 4 M 0 1514 0.00 D 2026-02-03 Common Shares 1514 3784 D Includes all Employee Stock Purchase Plan purchases through August 11, 2020. The option was granted on August 11, 2017 and vests equally in three equal annual installments beginning August 11, 2018. The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018. /s/ Maria Teresa Punsalan as attorney-in-fact for James J. Jeter. 2020-08-12