0001209191-20-046478.txt : 20200812 0001209191-20-046478.hdr.sgml : 20200812 20200812195719 ACCESSION NUMBER: 0001209191-20-046478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watt Darren Jeffrey CENTRAL INDEX KEY: 0001661695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 201096714 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-11 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661695 Watt Darren Jeffrey C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Gen. Counsel & Corp. Secretary Common Shares 1698 I Long-Term Investment Plan Common Shares 2449 I Employee Stock Purchase Plan Common Shares 5373 D Common Shares 2020-08-11 4 M 0 3600 23.44 A 3600 D Common Shares 2020-08-11 4 S 0 3600 57.58 D 0 D Employee Stock Option (Right to Buy) 23.44 2020-08-11 4 M 0 3600 0.00 D 2022-03-11 Common Shares 3600 0 D Includes all Employee Stock Purchase Plan purchases through August 11, 2020. The option was granted on March 6, 2012 and vests equally in three equal annual installments beginning March 6, 2013. /s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt. 2020-08-12