0001209191-20-035106.txt : 20200608 0001209191-20-035106.hdr.sgml : 20200608 20200608185445 ACCESSION NUMBER: 0001209191-20-035106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 20950447 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-05 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001242860 JETER JAMES J C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, Sales U.S. Common Shares 1621 I Employee Stock Purchase Plan Common Shares 2020-06-05 4 M 0 3527 27.10 A 3527 D Common Shares 2020-06-05 4 M 0 757 14.04 A 757 D Common Shares 2020-06-05 4 S 0 4284 43.50 D 0 D Employee Stock Option (Right to Buy) 27.10 2020-06-05 4 M 0 3527 0.00 D 2027-08-11 Common Shares 3527 17720 D Employee Stock Option (Right to Buy) 14.04 2020-06-05 4 M 0 757 0.00 D 2026-02-03 Common Shares 757 5298 D Includes all Employee Stock Purchase Plan purchases through June 5, 2020. The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018. The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018. /s/ Maria Teresa Punsalan as attorney-in-fact for James J. Jeter. 2020-06-08