0001209191-20-029405.txt : 20200514 0001209191-20-029405.hdr.sgml : 20200514 20200514203031 ACCESSION NUMBER: 0001209191-20-029405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holm Kieran Colquhoun CENTRAL INDEX KEY: 0001661707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 20880126 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-13 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661707 Holm Kieran Colquhoun C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 SVP, Ops Excl & Efficiencies Common Shares 2020-05-13 4 S 0 2126 41.01 D 12091 D Common Shares 1631 I Employee Stock Purchase Plan Common Shares 1724 I Long-Term Investment Plan Common Shares 2020-05-13 4 M 0 6200 25.91 A 6200 D Common Shares 2020-05-13 4 S 0 6200 42.25 D 0 D Common Shares 2020-05-13 4 M 0 4700 23.44 A 4700 D Common Shares 2020-05-13 4 S 0 4700 41.00 D 0 D Employee Stock Option (Right to Buy) 25.91 2020-05-13 4 M 0 6200 0.00 D 2021-03-11 Common Shares 6200 0 D Employee Stock Option (Right to Buy) 23.44 2020-05-13 4 M 0 4700 0.00 D 2022-03-11 Common Shares 4700 0 D Includes all Employee Stock Purchase Plan purchases through May 13, 2020. The option was granted on March 3, 2011 and vests in three equal annual installments beginning March 3, 2012. The option was granted on March 6, 2012 and vests in three equal annual installments beginning March 6, 2013. /s/ Maria Teresa Punsalan as attorney-in-fact for Kieran Colquhoun Holm. 2020-05-14