0001209191-20-020942.txt : 20200324 0001209191-20-020942.hdr.sgml : 20200324 20200324164234 ACCESSION NUMBER: 0001209191-20-020942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watt Darren Jeffrey CENTRAL INDEX KEY: 0001661695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 20738919 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-20 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661695 Watt Darren Jeffrey C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Gen. Counsel & Corp. Secretary Common Shares 1698 I Long-Term Investment Plan Common Shares 2739 I Employee Stock Purchase Plan Common Shares 2020-03-20 4 M 0 4945 A 7871 D Common Shares 2020-03-20 4 M 0 318 A 8189 D Common Shares 2020-03-20 4 F 0 2816 42.16 D 5373 D Performance Share Units (2017 PSUs) 2020-03-20 4 M 0 4945 0.00 D Common Shares 4945 4945 D Dividend Equivalent Rights (2017 PSUs) 2020-03-20 4 M 0 318 0.00 D Common Shares 318 318 D Includes all Employee Stock Purchase Plan purchases through March 24, 2020. Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020. /s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt. 2020-03-24