0001209191-20-020942.txt : 20200324
0001209191-20-020942.hdr.sgml : 20200324
20200324164234
ACCESSION NUMBER: 0001209191-20-020942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200320
FILED AS OF DATE: 20200324
DATE AS OF CHANGE: 20200324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Watt Darren Jeffrey
CENTRAL INDEX KEY: 0001661695
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 20738919
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-20
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661695
Watt Darren Jeffrey
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Gen. Counsel & Corp. Secretary
Common Shares
1698
I
Long-Term Investment Plan
Common Shares
2739
I
Employee Stock Purchase Plan
Common Shares
2020-03-20
4
M
0
4945
A
7871
D
Common Shares
2020-03-20
4
M
0
318
A
8189
D
Common Shares
2020-03-20
4
F
0
2816
42.16
D
5373
D
Performance Share Units (2017 PSUs)
2020-03-20
4
M
0
4945
0.00
D
Common Shares
4945
4945
D
Dividend Equivalent Rights (2017 PSUs)
2020-03-20
4
M
0
318
0.00
D
Common Shares
318
318
D
Includes all Employee Stock Purchase Plan purchases through March 24, 2020.
Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.
Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020.
/s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt.
2020-03-24