0001209191-20-016481.txt : 20200305 0001209191-20-016481.hdr.sgml : 20200305 20200305125517 ACCESSION NUMBER: 0001209191-20-016481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holm Kieran Colquhoun CENTRAL INDEX KEY: 0001661707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 20690175 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-31 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661707 Holm Kieran Colquhoun C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 SVP, Ops Excl & Efficiencies Common Shares 2019-12-31 4 J 0 566 28.75 A 1372 I Employee Stock Purchase Plan Common Shares 12091 D This report is being filed voluntarily to reflect ESPP shares certified from January 1, 2019 through February 28, 2019, in one transaction exempted by Rule 16b-3(c). The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from March 1, 2019 through December 31, 2019, at prices ranging from $28.75 to $37.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. Includes 3,000 shares previously held through ESPP which were distributed to the reported person on May 21, 2019, and now owned directly. /s/ Maria Teresa Punsalan as attorney-in-fact for Kieran Holm. 2020-03-05