0001209191-19-047067.txt : 20190821 0001209191-19-047067.hdr.sgml : 20190821 20190821204856 ACCESSION NUMBER: 0001209191-19-047067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190819 FILED AS OF DATE: 20190821 DATE AS OF CHANGE: 20190821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 191044090 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-19 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001242860 JETER JAMES J C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, Sales U.S. Common Shares 2019-08-19 4 M 0 3465 8.22 A 3465 D Common Shares 2019-08-19 4 M 0 2018 11.73 A 5483 D Common Shares 2019-08-19 4 M 0 24532 14.04 A 30015 D Common Shares 1143 I Employee Stock Purchase Plan Employee Stock Option (Right to Buy) 8.22 2019-08-19 4 M 0 3465 0.00 D 2025-03-12 Common Shares 3465 1581 D Employee Stock Option (Right to Buy) 11.73 2019-08-19 4 M 0 2018 0.00 D 2024-02-27 Common Shares 2018 0 D Employee Stock Option (Right to Buy) 14.04 2019-08-19 4 M 0 24532 0.00 D 2026-02-04 Common Shares 24532 16042 D Includes all Employee Stock Purchase Plan purchases through August 21, 2019. Received in connection with the Issuer's acquisition of IronPlanet Holdings, Inc. on May 31, 2017 (the "Merger"). The option vests in equal monthly installments through 1/1/2019. Received in connection with the Merger. The option vests in equal monthly installments through 1/1/2018. Received in connection with the Merger. The option vest in equal monthly installments through 1/1/2021. /s/ Tess Punsalan as attorney-in-fact for James. J. Jeter 2019-08-21