0001209191-19-019244.txt : 20190313
0001209191-19-019244.hdr.sgml : 20190313
20190313191514
ACCESSION NUMBER: 0001209191-19-019244
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190313
DATE AS OF CHANGE: 20190313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 19679442
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-03-01
2019-03-05
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Ch. Op. & Supp. Dev. Officer
Common Shares
2019-03-01
4
M
0
11222
0.00
A
11222
D
Common Shares
2019-03-01
4
M
0
716
0.00
A
11938
D
Common Shares
3806
I
Employee Stock Purchase Plan
Common Shares
27896
I
Long-Term Investment Plan
Performance Share Units (2016 PSUs)
2019-03-01
4
A
0
8271
0.00
A
2019-03-01
2019-03-01
Common Shares
8271
11222
D
Dividend Equivalent Rights (2016 PSUs)
2019-03-01
4
A
0
486
0.00
A
2019-03-01
2019-03-01
Common Shares
486
716
D
Performance Share Units (2016 PSUs)
2019-03-01
4
M
0
11222
0.00
D
2019-03-01
2019-03-01
Common Shares
11222
0
D
Dividend Equivalent Rights (2016 PSUs)
2019-03-01
4
M
0
716
0.00
D
2019-03-01
2019-03-01
Common Shares
716
0
D
Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.
Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.
/s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner
2019-03-13