0001209191-19-019243.txt : 20190313 0001209191-19-019243.hdr.sgml : 20190313 20190313191431 ACCESSION NUMBER: 0001209191-19-019243 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watt Darren Jeffrey CENTRAL INDEX KEY: 0001661695 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 19679440 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-03-01 2019-03-05 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661695 Watt Darren Jeffrey C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Gen. Counsel & Corp. Secretary Common Shares 2019-03-01 4 M 0 2928 0.00 A 4291 D Common Shares 2019-03-01 4 M 0 187 0.00 A 4478 D Common Shares 2107 I Employee Stock Purchase Plan Common Shares 1698 I Long-Term Investment Plan Performance Share Units (2016 PSUs) 2019-03-01 4 A 0 2158 0.00 A 2019-03-01 2019-03-01 Common Shares 2158 2928 D Dividend Equivalent Rights (2016 PSUs) 2019-03-01 4 A 0 127 0.00 A 2019-03-01 2019-03-01 Common Shares 127 187 D Performance Share Units (2016 PSUs) 2019-03-01 4 M 0 2928 0.00 D 2019-03-01 2019-03-01 Common Shares 2928 0 D Dividend Equivalent Rights (2016 PSUs) 2019-03-01 4 M 0 187 0.00 D 2019-03-01 2019-03-01 Common Shares 187 0 D Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date. Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable. /s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt 2019-03-13