0001209191-18-039034.txt : 20180621
0001209191-18-039034.hdr.sgml : 20180621
20180621185202
ACCESSION NUMBER: 0001209191-18-039034
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180301
FILED AS OF DATE: 20180621
DATE AS OF CHANGE: 20180621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Driscoll Sharon Ruth
CENTRAL INDEX KEY: 0001661692
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 18912820
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-03-01
2018-03-05
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661692
Driscoll Sharon Ruth
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Chief Financial Officer
Employee Stock Option (Right to Buy)
32.16
2018-03-01
4
A
0
44661
0.00
A
Common Shares
44661
44661
D
Restricted Shares Units (RSUs) - 2018
2018-03-01
4
A
0
3911
0.00
A
Common Shares
3911
3911
D
The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.
The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.
Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.
This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.
The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.
/s/ Maria Teresa Punsalan attorney-in-fact for Sharon Ruth Driscoll
2018-06-21