0001209191-18-037204.txt : 20180612
0001209191-18-037204.hdr.sgml : 20180612
20180612151734
ACCESSION NUMBER: 0001209191-18-037204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180608
FILED AS OF DATE: 20180612
DATE AS OF CHANGE: 20180612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 18894344
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-08
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Ch. Op. & Supp. Dev. Officer
Common Shares
2018-06-08
4
S
0
3390
35.49
D
3
I
Employee Stock Purchase Plan
Common Shares
2018-06-08
4
M
0
3827
21.82
A
3827
D
Common Shares
2018-06-08
4
M
0
9600
25.91
A
13427
D
Common Shares
2018-06-08
4
M
0
9500
23.44
A
22927
D
Common Shares
2018-06-08
4
M
0
13600
21.34
A
36527
D
Common Shares
2018-06-08
4
M
0
16284
22.46
A
52811
D
Common Shares
2018-06-08
4
M
0
26222
24.07
A
79033
D
Common Shares
2018-06-08
4
M
0
19848
24.84
A
98881
D
Common Shares
2018-06-08
4
S
0
98881
35.52
D
0
D
Common Shares
27896
I
Long Term Investment Plan
Employee Stock Option (Right to Buy)
21.82
2018-06-08
4
M
0
3827
0.00
D
2020-03-11
Common Shares
3827
0
D
Employee Stock Option (Right to Buy)
25.91
2018-06-08
4
M
0
9600
0.00
D
2021-03-03
Common Shares
9600
0
D
Employee Stock Option (Right to Buy)
23.44
2018-06-08
4
M
0
9500
0.00
D
2022-03-06
Common Shares
9500
0
D
Employee Stock Option (Right to Buy)
21.34
2018-06-08
4
M
0
13600
0.00
D
2023-03-05
Common Shares
13600
0
D
Employee Stock Option (Right to Buy)
22.46
2018-06-08
4
M
0
16284
0.00
D
2024-03-11
Common Shares
16284
0
D
Employee Stock Option (Right to Buy)
24.07
2018-06-08
4
M
0
26222
0.00
D
2026-03-02
Common Shares
26222
13110
D
Employee Stock Option (Right to Buy)
24.84
2018-06-08
4
M
0
19848
0.00
D
2025-03-10
Common Shares
19848
4757
D
The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.
The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.
The option was granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.
The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.
The option was granted on March 11, 2014 and vested in three equal annual installments beginning on March 11, 2015.
The option was granted on March 2, 2016 and vested in three equal annual installments beginning on March 2, 2017.
The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.
/s/ Maria Teresa Punsalan attorney-in-fact for Karl William Werner
2018-06-12