0001209191-18-037204.txt : 20180612 0001209191-18-037204.hdr.sgml : 20180612 20180612151734 ACCESSION NUMBER: 0001209191-18-037204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180608 FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 18894344 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-08 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Ch. Op. & Supp. Dev. Officer Common Shares 2018-06-08 4 S 0 3390 35.49 D 3 I Employee Stock Purchase Plan Common Shares 2018-06-08 4 M 0 3827 21.82 A 3827 D Common Shares 2018-06-08 4 M 0 9600 25.91 A 13427 D Common Shares 2018-06-08 4 M 0 9500 23.44 A 22927 D Common Shares 2018-06-08 4 M 0 13600 21.34 A 36527 D Common Shares 2018-06-08 4 M 0 16284 22.46 A 52811 D Common Shares 2018-06-08 4 M 0 26222 24.07 A 79033 D Common Shares 2018-06-08 4 M 0 19848 24.84 A 98881 D Common Shares 2018-06-08 4 S 0 98881 35.52 D 0 D Common Shares 27896 I Long Term Investment Plan Employee Stock Option (Right to Buy) 21.82 2018-06-08 4 M 0 3827 0.00 D 2020-03-11 Common Shares 3827 0 D Employee Stock Option (Right to Buy) 25.91 2018-06-08 4 M 0 9600 0.00 D 2021-03-03 Common Shares 9600 0 D Employee Stock Option (Right to Buy) 23.44 2018-06-08 4 M 0 9500 0.00 D 2022-03-06 Common Shares 9500 0 D Employee Stock Option (Right to Buy) 21.34 2018-06-08 4 M 0 13600 0.00 D 2023-03-05 Common Shares 13600 0 D Employee Stock Option (Right to Buy) 22.46 2018-06-08 4 M 0 16284 0.00 D 2024-03-11 Common Shares 16284 0 D Employee Stock Option (Right to Buy) 24.07 2018-06-08 4 M 0 26222 0.00 D 2026-03-02 Common Shares 26222 13110 D Employee Stock Option (Right to Buy) 24.84 2018-06-08 4 M 0 19848 0.00 D 2025-03-10 Common Shares 19848 4757 D The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011. The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012. The option was granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013. The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014. The option was granted on March 11, 2014 and vested in three equal annual installments beginning on March 11, 2015. The option was granted on March 2, 2016 and vested in three equal annual installments beginning on March 2, 2017. The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016. /s/ Maria Teresa Punsalan attorney-in-fact for Karl William Werner 2018-06-12