0001209191-18-037035.txt : 20180611 0001209191-18-037035.hdr.sgml : 20180611 20180611172853 ACCESSION NUMBER: 0001209191-18-037035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180607 FILED AS OF DATE: 20180611 DATE AS OF CHANGE: 20180611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 18892899 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-07 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Ch. Op. & Supp. Dev. Officer Common Shares 2018-06-07 4 M 0 3173 24.84 A 3173 D Common Shares 2018-06-07 4 M 0 2573 21.82 A 5746 D Common Shares 2018-06-07 4 S 0 5746 35.40 D 0 D Common Shares 27896 I Long Term Investment Plan Common Shares 3393 I Employee Stock Purchase Plan Employee Stock Option (Right to Buy) 24.84 2018-06-07 4 M 0 3173 0.00 D 2025-03-10 Common Shares 3173 24605 D Employee Stock Option (Right to Buy) 21.82 2018-06-07 4 M 0 2573 0.00 D 2020-03-11 Common Shares 2573 3827 D The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016. The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011. /s/ Maria Teresa Punsalan attorney-in-fact for Karl William Werner 2018-06-11