0001209191-18-029382.txt : 20180510
0001209191-18-029382.hdr.sgml : 20180510
20180510200358
ACCESSION NUMBER: 0001209191-18-029382
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20180510
DATE AS OF CHANGE: 20180510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holm Kieran Colquhoun
CENTRAL INDEX KEY: 0001661707
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 18824647
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-04-30
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661707
Holm Kieran Colquhoun
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
SVP, Ops Excl & Efficiencies
Common Shares
1724
I
Long-Term Investment Plan
Common Shares
4026
I
Employee Stock Purchase Plan
Common Shares
2678
D
Employee Stock Option (Right to Buy)
21.82
2010-03-11
2020-03-11
Common Shares
8600
D
Employee Stock Option (Right to Buy)
25.91
2011-03-03
2021-03-03
Common Shares
6200
D
Employee Stock Option (Right to Buy)
23.44
2012-03-06
2022-03-06
Common Shares
4700
D
Employee Stock Option (Right to Buy)
21.34
2013-03-05
2023-03-05
Common Shares
7100
D
Employee Stock Option (Right to Buy)
22.46
2014-03-11
2024-03-11
Common Shares
5172
D
Employee Stock Option (Right to Buy)
24.84
2015-03-10
2025-03-10
Common Shares
10049
D
Employee Stock Option (Right to Buy)
24.07
2016-03-02
2026-03-02
Common Shares
14225
D
Employee Stock Option (Right to Buy)
32.16
2017-03-02
2027-03-02
Common Shares
12861
D
Employee Stock Option (Right to Buy)
32.16
2018-03-01
2028-03-01
Common Shares
13654
D
Restricted Share Units (RSUs) - 2018
Common Shares
2204
D
Performance Share Units (PSUs) - 2016
Common Shares
755
D
Dividend Equivalent Rights (2016 PSU)
Common Shares
32
D
Date of grant is reflected above. The options were subject to a vesting schedule at the time of grant but are fully vested as of the date of this Form 3 report.
Date of expiration is reflected above; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business day (as defined in such Plan) after the last day of a black out period applicable to the person, the expiry date for the option will be the last day of such five business day period.
Date of grant is reflected above. The options vest as follows: 1/3 on the 1st anniversary of the date of grant; 1/3 on the 2nd anniversary of the date of grant; and 1/3 on the 3rd anniversary of the date of grant.
The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.
Each RSU represents a contingent right to receive the economic equivalent of one RBA common share.
The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid in the reporting person, net of tax, as soon as practicable following the nd of the month in which the PSUs vest.
Each PSU represents a contingent right to receive the economic equivalent of one RBA common share.
Each Dividend Equivalent Right (DER) represents a contingent right to receive the economic equivalent of one RBA common share. The DER accrued in respect of one grant of performance share unit, and become exercisable proportionately with the performance share units to which they relate.
EXHIBIT 24.1 Power of Attorney
/s/ Maria Teresa Punsalan as attorney-in-fact for Kieran Colquhoun Holm
2018-05-10