0001209191-17-036981.txt : 20170601 0001209191-17-036981.hdr.sgml : 20170601 20170601212029 ACCESSION NUMBER: 0001209191-17-036981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JETER JAMES J CENTRAL INDEX KEY: 0001242860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 17886289 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-31 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001242860 JETER JAMES J C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 President, Sales U.S. Employee Stock Option (Right to Buy) 14.04 2017-05-31 4 A 0 33308 A 2026-02-04 Common Shares 33308 33308 D Employee Stock Option (Right to Buy) 14.04 2017-05-31 4 A 0 7266 A 2026-02-03 Common Shares 7266 7266 D Employee Stock Option (Right to Buy) 8.22 2017-05-31 4 A 0 5046 A 2025-03-12 Common Shares 5046 5046 D Employee Stock Option (Right to Buy) 11.73 2017-05-31 4 A 0 2018 A 2024-02-27 Common Shares 2018 2018 D The option vests in equal monthly installments through 1/1/2021. Received in connection with RBA's acquisition (the "Merger") of IronPlanet Holdings, Inc. ("IP"), in exchange for an employee stock option to acquire 137,500 shares of IP common stock for $3.40 per share. The option vests in equal monthly installments through 1/1/2020. Received in connection with the Merger in exchange for an employee stock option to acquire 30,001 shares of IP common stock for $3.40 per share. The option vests in equal monthly installments through 1/1/2019. Received in connection with the Merger in exchange for an employee stock option to acquire 20,834 shares of IP common stock for $1.99 per share. The option vests in equal monthly installments through 1/1/2018. Received in connection with the Merger in exchange for an employee stock option to acquire 8,334 shares of IP common stock for $2.84 per share. /s/ Maria Teresa Punsalan as attorney-in-fact for James J. Jeter 2017-06-01