0001209191-17-036981.txt : 20170601
0001209191-17-036981.hdr.sgml : 20170601
20170601212029
ACCESSION NUMBER: 0001209191-17-036981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JETER JAMES J
CENTRAL INDEX KEY: 0001242860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 17886289
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-31
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001242860
JETER JAMES J
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
President, Sales U.S.
Employee Stock Option (Right to Buy)
14.04
2017-05-31
4
A
0
33308
A
2026-02-04
Common Shares
33308
33308
D
Employee Stock Option (Right to Buy)
14.04
2017-05-31
4
A
0
7266
A
2026-02-03
Common Shares
7266
7266
D
Employee Stock Option (Right to Buy)
8.22
2017-05-31
4
A
0
5046
A
2025-03-12
Common Shares
5046
5046
D
Employee Stock Option (Right to Buy)
11.73
2017-05-31
4
A
0
2018
A
2024-02-27
Common Shares
2018
2018
D
The option vests in equal monthly installments through 1/1/2021.
Received in connection with RBA's acquisition (the "Merger") of IronPlanet Holdings, Inc. ("IP"), in exchange for an employee stock option to acquire 137,500 shares of IP common stock for $3.40 per share.
The option vests in equal monthly installments through 1/1/2020.
Received in connection with the Merger in exchange for an employee stock option to acquire 30,001 shares of IP common stock for $3.40 per share.
The option vests in equal monthly installments through 1/1/2019.
Received in connection with the Merger in exchange for an employee stock option to acquire 20,834 shares of IP common stock for $1.99 per share.
The option vests in equal monthly installments through 1/1/2018.
Received in connection with the Merger in exchange for an employee stock option to acquire 8,334 shares of IP common stock for $2.84 per share.
/s/ Maria Teresa Punsalan as attorney-in-fact for James J. Jeter
2017-06-01