0001209191-17-036978.txt : 20170601 0001209191-17-036978.hdr.sgml : 20170601 20170601211802 ACCESSION NUMBER: 0001209191-17-036978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feick Douglas P. CENTRAL INDEX KEY: 0001534996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 17886285 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-31 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001534996 Feick Douglas P. C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 SVP, Corp Dev & Intgr Opt Employee Stock Option (Right to Buy) 14.04 2017-05-31 4 A 0 22205 A 2026-02-04 Common Shares 22205 22205 D Employee Stock Option (Right to Buy) 14.04 2017-05-31 4 A 0 6055 A 2026-02-03 Common Shares 6055 6055 D Employee Stock Option (Right to Buy) 8.22 2017-05-31 4 A 0 5046 A 2025-03-12 Common Shares 5046 5046 D Employee Stock Option (Right to Buy) 11.73 2017-05-31 4 A 0 2018 A 2024-02-27 Common Shares 2018 2018 D The option vests in equal monthly installments through 1/1/2021. Received in connection with RBA's acquisition (the "Merger") of IronPlanet Holdings, Inc. ("IP"), in exchange for an employee stock option to acquire 91,667 shares of IP common stock for $3.40 per share. The option vests in equal monthly installments through 1/1/2020. Received in connection with the Merger in exchange for an employee stock option to acquire 25,000 shares of IP common stock for $3.40 per share. The option vests in equal monthly installments through 1/1/2019. Received in connection with the Merger in exchange for an employee stock option to acquire 20,834 shares of IP common stock for $1.99 per share. The option vests in equal monthly installments through 1/1/2018. Received in connection with the Merger in exchange for an employee stock option to acquire 8,334 shares of IP common stock for $2.84 per share. /s/ Maria Teresa Punsalan as attorney-in-fact for Douglas P. Feick 2017-06-01