0001209191-17-020561.txt : 20170314 0001209191-17-020561.hdr.sgml : 20170314 20170314165706 ACCESSION NUMBER: 0001209191-17-020561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 17688755 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-10 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Ch. Op. & Supp. Dev. Officer Common Shares 2017-03-10 4 M 0 3863 A 3863 D Common Shares 2017-03-10 4 M 0 262 A 4125 D Common Shares 2017-03-10 4 M 0 5010 A 9135 D Common Shares 2017-03-10 4 M 0 340 A 9475 D Common Shares 2017-03-10 4 D 0 9475 32.72 D 0 D Common Shares 27896 I Long-Term Investment Plan Common Shares 2096 I Employee Stock Purchase Plan 2014 DER PSU 2017-03-10 4 M 0 262 0.00 D Common Shares 262 0 D 2014 PSUs 2017-03-10 4 M 0 3863 0.00 D Common Shares 3863 0 D 2014 DER RSU 2017-03-10 4 M 0 340 0.00 D Common Shares 340 0 D 2014 RSU 2017-03-10 4 M 0 5010 0.00 D Common Shares 5010 0 D Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Updated to include all Employee Stock Purchase Plan purchases through March 10, 2017. Dividend Equivalent Rights ("DER") for 2014 Performance Share Units Performance Share Units ("PSUs") - 2014 Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units Restricted Share Units ("RSUs") - 2014 Maria Teresa Punsalan as attorney-in-fact for Karl William Werner 2017-03-14