0001209191-17-020556.txt : 20170314
0001209191-17-020556.hdr.sgml : 20170314
20170314165316
ACCESSION NUMBER: 0001209191-17-020556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wall Randall James
CENTRAL INDEX KEY: 0001661932
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 17688718
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-10
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661932
Wall Randall James
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
President, Canada
Common Shares
2017-03-10
4
M
0
1797
A
1797
D
Common Shares
2017-03-10
4
M
0
122
A
1919
D
Common Shares
2017-03-10
4
M
0
2331
A
4250
D
Common Shares
2017-03-10
4
M
0
158
A
4408
D
Common Shares
2017-03-10
4
D
0
4408
32.72
D
0
D
Common Shares
25332
D
Common Shares
2655
I
Employee Stock Purchase Plan
2014 DER PSU
2017-03-10
4
M
0
122
0.00
D
Common Shares
122
0
D
2014 PSUs
2017-03-10
4
M
0
1797
0.00
D
Common Shares
1797
0
D
2014 DER RSU
2017-03-10
4
M
0
158
0.00
D
Common Shares
158
0
D
2014 RSU
2017-03-10
4
M
0
2331
0.00
D
Common Shares
2331
0
D
Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested
Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.
Updated to include all Employee Stock Purchase Plan purchases through March 10, 2017.
Dividend Equivalent Rights ("DER") for 2014 Performance Share Units
Performance Share Units ("PSUs") - 2014
Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units
Restricted Share Units ("RSUs") - 2014
Maria Teresa Punsalan as attorney-in-fact for Randall James Wall
2017-03-14