0001209191-17-020550.txt : 20170314 0001209191-17-020550.hdr.sgml : 20170314 20170314164441 ACCESSION NUMBER: 0001209191-17-020550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rijk Jeroen Laurentius Johanus CENTRAL INDEX KEY: 0001661713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 17688617 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-10 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661713 Rijk Jeroen Laurentius Johanus C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Sr. VP, Managing Director, Eur Common Shares 2017-03-10 4 M 0 2623 A 2623 D Common Shares 2017-03-10 4 M 0 178 A 2801 D Common Shares 2017-03-10 4 M 0 3403 A 6204 D Common Shares 2017-03-10 4 M 0 231 A 6435 D Common Shares 2017-03-10 4 D 0 6435 32.72 D 0 D Common Shares 17245 I Long-Term Investment Plan Common Shares 7487 I Employee Stock Purchase Plan Common Shares 300 I Held by minor child (daughter) Common Shares 300 I Held by minor child (son) Common Shares 2020 I Held by spouse 2014 DER PSU 2017-03-10 4 M 0 178 0.00 D Common Shares 178 0 D 2014 PSUs 2017-03-10 4 M 0 2623 0.00 D Common Shares 2623 0 D 2014 DER RSU 2017-03-10 4 M 0 231 0.00 D Common Shares 231 0 D 2014 RSU 2017-03-10 4 M 0 3403 0.00 D Common Shares 3403 0 D Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Updated to include all Employee Stock Purchase Plan purchases through March 10, 2017. Dividend Equivalent Rights ("DER") for 2014 Performance Share Units Performance Share Units ("PSUs") - 2014 Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units Restricted Share Units ("RSUs") - 2014 Maria Teresa Punsalan as attorney-in-fact for Jeroen Laurentius Johanus 2017-03-14