0001209191-17-009478.txt : 20170210 0001209191-17-009478.hdr.sgml : 20170210 20170210153855 ACCESSION NUMBER: 0001209191-17-009478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rijk Jeroen Laurentius Johanus CENTRAL INDEX KEY: 0001661713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 17592843 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-31 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661713 Rijk Jeroen Laurentius Johanus C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Sr. VP, Managing Director, Eur Common Shares 2016-12-31 5 J 0 E 191 36.70 A 7355 I Employee Stock Purchase Plan This report is being filed voluntarily to reflect ESPP shares purchased from September 16, 2016 through December 31, 2016, in multiple transactions exempted by Rule 16b-3(c). The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from September 16, 2016 through December 31, 2016, at prices ranging from $34.49 to $38.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. Maria Teresa Punsalan as attorney-in-fact for Jeroen Laurentius Johanus Rijk 2017-02-10