0001209191-16-154017.txt : 20161207 0001209191-16-154017.hdr.sgml : 20161207 20161207193345 ACCESSION NUMBER: 0001209191-16-154017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olive Douglas William CENTRAL INDEX KEY: 0001661709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 162040194 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-06 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661709 Olive Douglas William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Sr. VP, Pricing & Appraisals Common Shares 2016-12-06 4 M 0 5400 23.44 A 5400 D Common Shares 2016-12-06 4 S 0 5400 37.75 D 0 D Common Shares 1617 I Employee Stock Purchase Plan Common Shares 12861 I Long-Term Investment Plan Employee Stock Option (Right to Buy) 23.44 2016-12-06 4 M 0 5400 0.00 D 2022-03-06 Common Shares 5400 0 D Includes all Employee Stock Purchase Plan purchases through December 6, 2016 The options were granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013. Maria Teresa Punsalan as attorney-in-fact for Douglas William Olive 2016-12-07