0001209191-16-142131.txt : 20160920 0001209191-16-142131.hdr.sgml : 20160920 20160920140959 ACCESSION NUMBER: 0001209191-16-142131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rijk Jeroen Laurentius Johanus CENTRAL INDEX KEY: 0001661713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 161893636 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-16 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661713 Rijk Jeroen Laurentius Johanus C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Sr. VP, Managing Director, Eur Common Shares 2016-09-16 4 M 0 6600 18.67 A 6600 D Common Shares 2016-09-16 4 S 0 6600 34.00 D 0 D Common Shares 7164 I Employee Stock Purchase Plan Common Shares 300 I Held by minor child (daughter) Common 300 I Held by minor child (son) Common 2020 I Held by spouse Employee Stock Option (Right to Buy) 18.67 2016-09-16 4 M 0 6600 0.00 D 2017-03-01 Common Shares 6600 0 D The option was granted on March 1, 2007 and fully vested on March 1, 2008 Maria Teresa Punsalan as attorney-in-fact for Jeroen Laurentius Johanus Rijk 2016-09-20