0001209191-16-137085.txt : 20160815 0001209191-16-137085.hdr.sgml : 20160815 20160815193621 ACCESSION NUMBER: 0001209191-16-137085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Driscoll Sharon Ruth CENTRAL INDEX KEY: 0001661692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 161834407 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-11 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661692 Driscoll Sharon Ruth C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Financial Officer Common Shares 2016-08-11 4 M 0 912 A 912 D Common Shares 2016-08-11 4 M 0 22 A 934 D Common Shares 2016-08-11 4 D 0 934 31.97 D 0 D Common Shares 768 I Employee Stock Purchase Plan Common Shares 2016-08-11 4 M 0 912 0.00 D Common Shares 912 1825 D Common Shares 2016-08-11 4 M 0 22 0.00 D Common Shares 22 44 D Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Includes all Employee Stock Purchase Plan purchases through August 11, 2016. Maria Teresa Punsalan as attorney-in-fact for Sharon Ruth Driscoll 2016-08-15