0001209191-16-107680.txt : 20160310 0001209191-16-107680.hdr.sgml : 20160310 20160310182801 ACCESSION NUMBER: 0001209191-16-107680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160309 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 161498941 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-09 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Ch. Op. & Supp. Dev. Officer Common Shares 2016-03-09 4 M 0 6900 18.67 A 6900 D Common Shares 2016-03-09 4 M 0 10900 14.50 A 17800 D Common Shares 2016-03-09 4 S 0 17800 25.11 D 0 D Common Shares 2016-03-09 4 S 0 1500 25.27 D 1160 I Employee Stock Purchase Plan Common Shares 27896 I Long-Term Investment Plan Employee Stock Option (Right to Buy) 18.67 2016-03-09 4 M 0 6900 0.00 D 2008-03-01 2017-03-01 Common Shares 6900 0 D Employee Stock Option (Right to Buy) 14.50 2016-03-09 4 M 0 10900 0.00 D 2019-03-05 Common Shares 10900 0 D The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010. Maria Teresa Punsalan as attorney-in-fact for Karl William Werner 2016-03-10